Weekly Roundup: September 6-12, 2019

The Harvard Law School Forum on Corporate Governance and Financial Regulation 2019-09-13

Posted by , on Friday, September 13, 2019
Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 6-12, 2019.

Implicit Communications and Enforcement of Corporate Disclosure Regulation

Posted by Ashiq Ali (University of Texas), Jill Fisch (University of Pennsylvania), and Hoyoun Kyung (University of Missouri), on Friday, September 6, 2019

Putting to Rest the Debate Between CSR and Current Corporate Law

Posted by Peter A. Atkins, Marc S. Gerber, and Edward B. Micheletti, Skadden, Arps, Slate, Meagher & Flom LLP, on Saturday, September 7, 2019

Proxy Scorecard and Fund Competition

Posted by James McRitchie, CorpGov.net, on Saturday, September 7, 2019

SEC Proposal Concerning Regulation S-K

Posted by Brian V. Breheny, Andrew J. Brady, and Ryan J. Adams, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, September 8, 2019

Presidential Authority to Ban Companies from Operating in China

Posted by Brad S. Karp, Roberto J. Gonzalez and Jessica S. Carey, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Sunday, September 8, 2019

Firearms—Investor Responses amid Political Inaction

Posted by Damien Fruchart, Michael Jenks, and Verena Simmel, ISS ESG, on Monday, September 9, 2019

Incorporating Market Reactions Into SEC Rulemaking

Posted by Alex Lee (Northwestern University), on Monday, September 9, 2019

Rule 14a-8 No-Action Requests

Posted by William H. Hinman, U.S. Securities and Exchange Commission, on Monday, September 9, 2019

Executive Compensation and ESG

Posted by Janice Koors, Pearl Meyer & Partners LLC, on Tuesday, September 10, 2019

The SEC and Regulation of Exchange-Traded Funds: A Commendable Start and a Welcome Invitation

Posted by Henry T. C. Hu (University of Texas Law School) and John D. Morley (Yale Law School), on Tuesday, September 10, 2019

Proxy Plumbing Recommendation

Posted by Anne Sheehan and John C. Coates, SEC Investor Advisory Committee, on Tuesday, September 10, 2019

Making a Comeback: SEC Fines for Regulation FD Violations

Posted by Susan S. Muck, Michael S. Dicke and Vincent Barredo, Fenwick & West LLP, on Wednesday, September 11, 2019

A Tale of Two Markets: Regulation and Innovation in Post-Crisis Mortgage and Structured Finance Markets

Posted by William W. Bratton (University of Pennsylvania) and Adam J. Levitin (Georgetown University), on Wednesday, September 11, 2019


Remarks to the Economic Club of New York

Posted by Jay Clayton, U.S. Securities and Exchange Commission, on Wednesday, September 11, 2019

Finalized Changes to Volcker Rule

Posted by Lee Meyerson and Keith Noreika, Simpson Thacher & Bartlett LLP, on Thursday, September 12, 2019

Board Compliance

Posted by Brandon L. Garrett (Duke University School of Law), on Thursday, September 12, 2019