SEC Launches Additional Investor Protection Search Tool

beSpacific 2018-05-07

Summary:

News release: “The Securities and Exchange Commission today announced the launch of an additional online search feature that enables investors to research whether the person trying to sell them investments has a judgment or order entered against them in an enforcement action. The new tool is intended to assist the public in making informed investment […]

Link:

https://www.bespacific.com/sec-launches-additional-investor-protection-search-tool/

From feeds:

Berkeley Law Library -- Reference & Research Services » beSpacific

Tags:

Authors:

Sabrina I. Pacifici

Date tagged:

05/07/2018, 01:48

Date published:

05/06/2018, 21:21